Compliance Services

Your Partner in Navigating a Sea of Regulations

We are redefining what outsourced compliance means.

We’re not just vendors, we’re credit union professionals, invested in the credit union movement.

One of our Aux promises is to understand your credit union intimately. We structure our services to meet the unique culture of your credit union, whether your credit union is more relaxed, or structured, collaborative or independent, high-tech or old school. You’ll know every one of us by name.

We’ve all been in the field for many years and understand the pain points of credit unions. We honor the credit union difference.

Decades of credit union-specific compliance experience.

Achieved over 90% client satisfaction in 2024!

5 star rating

What We Offer

We offer a compliance service that is uniquely hands-on and robust. Many compliance companies will help you with certain pieces of your compliance, but not all. We can help you manage all aspects of your compliance.  Not only can we review your items on a continual basis, but we can also help you develop policies and procedures.

What sets us apart is our guidance. We don’t simply hand you a sample policy and send you on your way. We’ll stay with you every step to make sure staying compliant is as easy as possible. We cover the standard credit union needs: BSA, Fair Lending, SAFE, ACH, and so on, but also provide much deeper support for those who need it.

📝 Service listing

  • Develop and Review Policies
  • Robust Marketing Services (Web, Social Media, & Advertising)
  • Testing and Assessment
  • Staff and Volunteer Training
  • Speaking Engagements

What our clients say


Partnering with Aux has given us the confidence to know our marketing pieces are compliant and appropriately proofed!
They are incredibly easy to work with, get back to us quickly and we love that they have 3 people review EACH piece!! We recently hired a new marketing person with no credit union/financial experience and having Aux onboard has saved us so much time and allowed him to feel confident in releasing marketing pieces while he’s still learning all of the regulations.

– Northwoods CU

It’s a huge comfort knowing that the team at Aux is waiting in the wings if we ever have any questions or come across something for which we need a second set of eyes. Their group of experts has years of experience and provides timely answers to all of our questions. What I appreciate is that their recommendations are always straightforward using language anyone can understand. No need to read between-the-lines or decipher unneeded legalese. They have never let us down!

– Arlington CU

Over the past [ten] years, we’ve taken our compliance function to new levels of excellence by supplementing our internal efforts with the expertise you brought to us. Since everything in the compliance world isn’t black and white, we’ve found that discussing issues with their ‘brain trust’ of experts has been especially beneficial in guiding us through the gray areas of compliance.

– Pioneer Appalachia FCU

In a sea of compliance providers, why us?

A deep-rooted partner and a passion for the credit union movement.

It’s true—every one of us has a long history, often spanning decades, in the credit union movement. We are leaders in our field, deeply committed to the future of credit unions.

To all the compliance officers who have ever thought, “Are you just going to tell me what I need to do, or are you going to help me do it?”we hear you. Our goal is always to provide clear explanations, interpret your questions with care, and help you understand exactly how compliance requirements will impact you.

Let’s chat to see if we can help your credit union.

Compliance can be burdensome, even to a seasoned team. We could do the heavy lifting.

Contact Us

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